Consulting and Advisory
GOVERNANCE, RISK & COMPLIANCE
Monitoring and Managing Risk
Businesses must consistently monitor regulatory and agency rule changes, industry guidelines, and rating agency recommendations to implement systems, processes, policies, and procedures well before critical deadlines.
Overview of our GRC Solutions
- Review and analysis of organizational adherence to crucial government and agency rules and requirements, including but not limited to:
- Federal, state, and local law
- CFPB, GSEs, and agency rules and guidelines
- Industry best practices
- Investor and stakeholder expectations
- Review pre-audit policies and procedures
- Implement post-audit changes
- Assess change management protocols
- Document new and existing policies and procedures (P&P)
- Prioritize and quantify recommendations
- Review, develop, and implement QA and QC Programs and Policies
Comprehensive Compliance Analysis
Our compliance reviews are extensive and cover a broad range of regulatory requirements, some of which we’ve listed below:
- Truth in Lending Act (TILA)
- Real Estate Settlement Procedures Act (RESPA)
- TILA-RESPA Integrated Disclosures (TRID)
- Anti-Money Laundering (AML)
- Electronic Fund Transfer Act (EFTA)
- Fair Debt Collections Practices Act (FDCPA)
- Community Reinvestment Act (CRA)
- Equal Credit Opportunity Act (ECOA)
- Fair Credit Reporting Act (FCRA)
- Gramm-Leach-Bliley Act (GLBA)
- Equal Credit Opportunity Act (ECOA)
- Flood Disaster Protection Act (FDPA)
- Unfair, Deceptive, Abusive Acts or Practices (UDAAPs)
- Service Members Civil Relief Act (SCRA)
- Secure and Fair Mortgage Licensing Act (SAFE)
- Homeowners Protection Act (HPA)