Due Diligence

Consolidated Analytics’ Counterparty Risk solution provides operational platform reviews and assessments of counterparties to determine their ultimate suitability for our institutional investors, banks, investment firms, and correspondent aggregator clients. Our counterparty risk reviews cover warehouse financing and renewals, non-agency and Non-QM whole loan acquisition, business purpose lending whole loan acquisitions, and correspondent approval and recertification.


  • Onsite interviews with key management personnel
  • Alignment of personnel, operational infrastructure, and system capacity with business development and growth strategies
  • Assessment of underwriting and credit risk policies and procedures
  • Review of appraisal policies and compliance with AIR and USPAP standards
  • Evaluation of closing and funding controls and fraud prevention tools
  • Review of compliance framework and associated loan level controls
  • Assessment of pre and post-closing QC processes, sampling methodologies, and results
  • Review of servicing portfolio and subservicing oversight procedures, as applicable
  • Evaluation of pricing and hedging strategies and controls